Discretionary investment management service

Welcome to Compliance Matters

Save valuable time and discover what requirements apply to you and your business.

To be a discretionary investment management service provider (DIMS), you must be licensed by the FMA.

You are DIMS when an investor gives you the authority to make decisions about buying and selling financial products on their behalf.

Our DIY tool helps you create contracts tailored to your business and to each person you employ.

Discover useful actions that will help you control risks, protect people and meet your legal responsibilities.

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